Operations Associate


The Operations associate plays a critical role in the back-office.  With responsibility for the day to day back-office details, the Operations associate helps ensure that clients have a wonderful operational experience.  (This is not a sales position)


Opportunity for future advancement to Team Leader position.  The Team Leader plays a crucial role in the smooth functioning of the office.  With overall responsibility for the office, the Team Leader must be able to work effectively with other staff members, clients, and the Wealth Advisor(s). 

Responsibilities & Activities:

  • Processes account paperwork
  • Handles miscellaneous operational activities
  • Delivers concierge services to clients
    • Coordinates all client materials
    • Makes monthly and quarterly “stay in touch” calls
  • Greets clients and makes them feel comfortable when they visit the office
  • Handles incoming phone calls
  • Orders and handles office supplies
  • Handles calendar for the Wealth Consultants
  • Creation and sending of correspondence
  • Develops and maintains written systems of all their activities
  • Handles daily office operations
  • Handles new business paperwork
  • Develops and maintains written systems of all their activities

Knowledge, Skills & Abilities:

  • Requires:
    • Excellent computer entry and web browsing abilities
    • Excellent phone skills
    • Professional presentation & genuine interest in serving & caring for other people
    • Excellent interpersonal skills
    • Excellent organizational and time management skills
    • Excellent attitude and an extraordinary client service orientation
    • Ability to handle multiple tasks and operate in tight deadlines
    • A strong focus on getting the details right 
    • Finger printing (Due to handling sensitive information)
  • Helpful:
    • Previous supervisory experience
    • Previous securities industry experience


  • This is a Full Time Position (40/hours per week)
  • Base Salary depending on Experience
  • Health Benefits (inquire for more details)
  • PTO plus paid Holiday Office Shutdown
  • Incentive Bonus

Submit your resume attention Ryan Langstaff at Ryan@LegacyRA.com

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